Arthya Wealth and Investments Pvt. Ltd.
Registered as Investment Adviser with SEBI (Registration No. INA000015279), under the SEBI (Investment Advisers) Regulations, 2013
COMPLAINT STATUS
 

Data for the month ending – Feb 2025

Sr. No. Received from Pending at the end of Last month Received Resolved Total Pending# Pending complaints> 3months Average Resolution time^ (in days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
 
 
 

* Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

 
 
 

Trend of monthly disposal of complaints

Sr. No. Month Carried forward from previous month Received Resolved Pending#
1 April 2024 2 0 0 2
2 May 2024 2 0 2 0
3 June 2024 0 0 0 0
4 July 2024 0 0 0 0
5 August 2024 0 0 0 0
6 Sept 2024 0 0 0 0
7 Oct 2024 0 0 0 0
8 Nov 2024 0 0 0 0
9 Dec 2024 0 0 0 0
10 Jan 2025 0 0 0 0
10 Feb 2025 0 0 0 0
Grand Total 0 0 0 0
 

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

 
 
 

Trend of annual disposal of complaints

Sr. No. Year Carried forward from previous year Received Resolved Pending#
1 2021-22 0 0 0 0
2 2022-23 0 0 0 0
3 2023-24 0 2 0 2
Grand Total 0 2 0 2
 

** Inclusive of complaints of previous years resolved in the current year. ## Inclusive of complaints pending as on the last day of the year.

 
 

Financial Year

Month/Year At the beginning
of the month		 Received during
the month		 Resolved during
the month		 Pending at the end
of the month		 Reasons for
pendency
April - 2023 NIL NIL NIL NIL Not Applicable
May - 2023 NIL NIL NIL NIL Not Applicable
June - 2023 NIL NIL NIL NIL Not Applicable
July - 2023 NIL NIL NIL NIL Not Applicable
Aug - 2023 NIL NIL NIL NIL Not Applicable
Sep - 2023 NIL NIL NIL NIL Not Applicable
Oct - 2023 NIL NIL NIL NIL Not Applicable
Nov - 2023 NIL NIL NIL NIL Not Applicable
Dec - 2023 NIL NIL NIL NIL Not Applicable
Jan - 2024 NIL 2 NIL 2 Not Applicable
Feb - 2024 2 NIL NIL 2 Not Applicable
Mar - 2024 2 NIL NIL 2 Not Applicable
Month/Year At the beginning
of the month		 Received during
the month		 Resolved during
the month		 Pending at the end
of the month		 Reasons for
pendency
April - 2022 NIL NIL NIL NIL Not Applicable
May - 2022 NIL NIL NIL NIL Not Applicable
June - 2022 NIL NIL NIL NIL Not Applicable
July - 2022 NIL NIL NIL NIL Not Applicable
Aug - 2022 NIL NIL NIL NIL Not Applicable
Sep - 2022 NIL NIL NIL NIL Not Applicable
Oct - 2022 NIL NIL NIL NIL Not Applicable
Nov - 2022 NIL NIL NIL NIL Not Applicable
Dec - 2022 NIL NIL NIL NIL Not Applicable
Jan - 2023 NIL NIL NIL NIL Not Applicable
Feb - 2023 NIL NIL NIL NIL Not Applicable
Mar - 2023 NIL NIL NIL NIL Not Applicable
Month/Year At the beginning
of the month		 Received during
the month		 Resolved during
the month		 Pending at the end
of the month		 Reasons for
pendency
April - 2021 NIL NIL NIL NIL Not Applicable
May - 2021 NIL NIL NIL NIL Not Applicable
June - 2021 NIL NIL NIL NIL Not Applicable
July - 2021 NIL NIL NIL NIL Not Applicable
Aug - 2021 NIL NIL NIL NIL Not Applicable
Sep - 2021 NIL NIL NIL NIL Not Applicable
Oct - 2021 NIL NIL NIL NIL Not Applicable
Nov - 2021 NIL NIL NIL NIL Not Applicable
Dec - 2021 NIL NIL NIL NIL Not Applicable
Jan - 2022 NIL NIL NIL NIL Not Applicable
Feb - 2022 NIL NIL NIL NIL Not Applicable
Mar - 2022 NIL NIL NIL NIL Not Applicable
Month/Year At the beginning
of the month		 Received during
the month		 Resolved during
the month		 Pending at the end
of the month		 Reasons for
pendency
September - 2020 NIL NIL NIL NIL Not Applicable
October - 2020 NIL NIL NIL NIL Not Applicable
November - 2020 NIL NIL NIL NIL Not Applicable
December - 2020 NIL NIL NIL NIL Not Applicable
January - 2021 NIL NIL NIL NIL Not Applicable
February - 2021 NIL NIL NIL NIL Not Applicable
March - 2021 NIL NIL NIL NIL Not Applicable
 
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SEBI SCORES

 

ARTHYA WEALTH AND INVESTMENTS PVT. LTD.

  • Registered as Portfolio Manager (Reg. No. INP000007225) under The SEBI (Portfolio Managers) Regulations, 2020
  • Registered as Non-individual Investment Adviser (Reg. No. INA000015279) under the SEBI (Investment Advisers) Regulations, 2013 Validity - Perpetual
  • SEBI HO Address: Plot no. C-7, ‘G’ Block, Bandra Kurla Complex, Bandra(E), Mumbai - 400051, Maharashtra.
  • Principal Officer Details – RIA Mr. Gaurav Arora gaurav@arthyawealth.com +91-85913 14441
  • Principal Officer Details – PMS Mr. Prateek Dhoot prateek@arthyawealth.com +91-98190 83540
  • AMFI registered Mutual Fund Distributor (ARN 171272)
  • An Authorised Participant to JM Financial Services Pvt. Ltd. -
    • National Stock Exchange of India Limited: AP Registration Code - AP0359024973 (Cash & FO Segment)
    • Bombay Stock Exchange: AP Registration Code - AP01032501121073 (Cash Segment)
  • Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
  • Arthya Wealth and Investments © 2020. All Rights Reserved.

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ARTHYA WEALTH AND INVESTMENTS PVT. LTD.

  • Registered as Portfolio Manager (Reg. No. INP0 000007225) under The SEBI (Portfolio Managers) Regulations, 2020
  • Registered as Non-individual Investment Adviser (Reg. No. INA000015279) under the SEBI (Investment Advisers) Regulations, 2013
  • AMFI registered Mutual Fund Distributor (ARN 171272)
  • An Authorised Participants to JM Financial Services Pvt. Ltd. -
    • National Stock Exchange of India Limited: AP Registration Code - AP0359024973 (Cash & FO Segment)
    • Bombay Stock Exchange: AP Registration Code - AP01032501121073 (Cash Segment)
  • Arthya Wealth and Investments © 2020. All Rights Reserved.

Disclaimer

Discloser

Privacy Policy

Escalation Matrix–Advisory




Website concept and design by Mango.