PMS-complaints

 
 
Arthya Wealth and Investments Pvt. Ltd.
Registered as Portfolio Manager with SEBI (Registration No. INA000007225), under the SEBI (Portfolio Managers) Regulations, 2020
COMPLAINT STATUS
 

Data for the month ending –March 2026

Sr. No. Received from Pending at the end of Last month Received Resolved Total Pending# Pending complaints> 3months Average Resolution time^ (in days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0

* Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr. No. Month Carried forward from previous month Received Resolved Pending#
1 Mar 2025 0 0 0 0
2 Apr 2025 0 0 0 0
3 May 2025 0 0 0 0
4 June 2025 0 0 0 0
5 July 2025 0 0 0 0
6 Aug 2025 0 0 0 0
7 Sept 2025 0 0 0 0
8 Oct 2025 0 0 0 0
9 Nov 2025 0 0 0 0
10 Dec 2025 0 0 0 0
11 Jan 2026 0 0 0 0
12 Feb 2026 0 0 0 0
13 Mar 2026 0 0 0 0
Grand Total 0 0 0 0
 

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

 
 

Trend of annual disposal of complaints

Sr. No. Year Carried forward from previous year Received Resolved Pending#
1 2023-24 0 2 2 0
2 2024-25 0 0 0 0
3 2025-26 0 0 0 0
Grand Total 0 2 2 0
 

** Inclusive of complaints of previous years resolved in the current year. ## Inclusive of complaints pending as on the last day of the year.

ARTHYA WEALTH AND INVESTMENTS PVT. LTD.

Address: 712, The Summit Business Bay, 7th Floor, Near Western Express Highway, Off. Andheri-Kurla Road,
Andheri(E), Mumbai-400069, Maharashtra
  |   P: +91 85913 14441
  |   E: reachus@arthyawealth.com

    • Registered as Portfolio Manager (Reg. No. INP000007225) under The SEBI (Portfolio Managers) Regulations, 2020
    • Registered as Non-individual Investment Adviser (Reg. No. INA000015279) under the SEBI (Investment Advisers) Regulations, 2013
    • SEBI HO Address: Plot no. C-7, ‘G’ Block, Bandra Kurla Complex, Bandra(E), Mumbai – 400051, Maharashtra.
    • Principal Officer Details – RIA
      Mr. Gaurav Arora
      gaurav@arthyawealth.com
      +91-85913 14441
  • Principal Officer Details – PMS
    Mr. Prateek Dhoot
    prateek@arthyawealth.com
    +91-98190 83540
    AMFI registered Mutual Fund Distributor (ARN 171272)
  • An Authorised Participant to JM Financial Services Pvt. Ltd. –
    • National Stock Exchange of India Limited: AP Registration Code – AP0359024973 (Cash & FO Segment)
    • Bombay Stock Exchange: AP Registration Code – AP01032501121073 (Cash Segment)
    • Vigilance Awareness Week 2025 is being observed from October 27th to November 2nd, 2025, with the theme: सतर्कता: हमारी साझा जिम्मेदारी (“Vigilance: Our Shared Responsibility”). All stakeholders are encouraged to participate in the e-pledge initiative by visiting the CVC portal: https://pledge.cvc.nic.in/

    • Investor Grievance Email id – nasreen@arthyawealth.com

  • Arthya Wealth and Investments © 2020. All Rights Reserved.
Disclaimer Disclosures RIA Policy Privacy Policy EM–Advisory Investor-Charter



Website concept and design by Mango.