PMS-complaints

 
 
Arthya Wealth and Investments Pvt. Ltd.
Registered as Portfolio Manager with SEBI (Registration No. INA000007225), under the SEBI (Portfolio Managers) Regulations, 2020
COMPLAINT STATUS
 

Data for the month ending – Feb 2025

Sr. No. Received from Pending at the end of Last month Received Resolved Total Pending# Pending complaints> 3months Average Resolution time^ (in days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0

* Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr. No. Month Carried forward from previous month Received Resolved Pending#
1 April 2024 0 0 0 0
2 May 2024 0 0 0 0
3 June 2024 0 0 0 0
4 July 2024 0 0 0 0
5 August 2024 0 0 0 0
6 Sept 2024 0 0 0 0
7 Oct 2024 0 0 0 0
8 Nov 2024 0 0 0 0
9 Dec 2024 0 0 0 0
10 Jan 2025 0 0 0 0
10 Feb 2025 0 0 0 0
Grand Total 0 0 0 0
 

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

 
 

Trend of annual disposal of complaints

Sr. No. Year Carried forward from previous year Received Resolved Pending#
1 2021-22 0 0 0 0
2 2022-23 0 0 0 0
3 2023-24 0 2 2 0
Grand Total 0 2 2 0
 

** Inclusive of complaints of previous years resolved in the current year. ## Inclusive of complaints pending as on the last day of the year.

ARTHYA WEALTH AND INVESTMENTS PVT. LTD.

Address: 712, The Summit Business Bay, 7th Floor, Near Western Express Highway, Off. Andheri-Kurla Road,
Andheri(E), Mumbai-400069, Maharashtra
  |   P: +91 85913 14441
  |   E: reachus@arthyawealth.com

    • Registered as Portfolio Manager (Reg. No. INP000007225) under The SEBI (Portfolio Managers) Regulations, 2020
    • Registered as Non-individual Investment Adviser (Reg. No. INA000015279) under the SEBI (Investment Advisers) Regulations, 2013
    • SEBI HO Address: Plot no. C-7, ‘G’ Block, Bandra Kurla Complex, Bandra(E), Mumbai – 400051, Maharashtra.
    • Principal Officer Details – RIA
      Mr. Gaurav Arora
      gaurav@arthyawealth.com
      +91-85913 14441
  • Principal Officer Details – PMS
    Mr. Prateek Dhoot
    prateek@arthyawealth.com
    +91-98190 83540
    AMFI registered Mutual Fund Distributor (ARN 171272)
  • An Authorised Participant to JM Financial Services Pvt. Ltd. –
    • National Stock Exchange of India Limited: AP Registration Code – AP0359024973 (Cash & FO Segment)
    • Bombay Stock Exchange: AP Registration Code – AP01032501121073 (Cash Segment)
  • Arthya Wealth and Investments © 2020. All Rights Reserved.
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